Human Molecular Genetics 2008 17(R2):R174-R179; doi:10.1093/hmg/ddn270
© The Author 2008. Published by Oxford University Press. All rights reserved. For Permissions, please email: journals.permissions@oxfordjournals.org
Pharmacogenomics: candidate gene identification, functional validation and mechanisms
Liewei Wang and
Richard M. Weinshilboum*
Division of Clinical Pharmacology, Department of Molecular Pharmacology and Experimental Therapeutics and Medicine, Mayo Medical School-Mayo Clinic, Rochester, MN 55905, USA
* To whom correspondence should be addressed at: Division of Clinical Pharmacology, Department of Molecular Pharmacology and Experimental Therapeutics, Mayo Clinic College of Medicine, 200 First Street SW, Rochester, MN 55905, USA Tel: +1 5072842246; Fax: +1 5072844455; Email: weinshilboum.richard{at}mayo.edu
Received August 15, 2008; Accepted August 28, 2008
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ABSTRACT
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Pharmacogenetics is the study of the role of inheritance in
variation in drug response phenotypes. Those phenotypes can
range from life-threatening adverse drugs reactions at one end
of the spectrum to equally serious lack of therapeutic efficacy
at the other. Over the past half century, pharmacogenetics has—like
all of medical genetics—evolved from a discipline with
a focus on monogenetic traits to become pharmacogenomics, with
a genome-wide perspective. This article will briefly review
recent examples of the application of genome-wide techniques
to clinical pharmacogenomic studies and to pharmacogenomic model
systems that vary from cell line-based model systems to yeast
gene deletion libraries. Functional validation of candidate
genes and the use of genome-wide techniques to gain mechanistic
insights will be emphasized for the establishment of biological
plausibility and as essential follow-up steps after the identification
of candidate genes.
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INTRODUCTION
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Pharmacogenetics is the study of the role of inheritance in
variation in drug response (
1,
2). Although many factors can
contribute to variation in response to drug therapy—factors
that include age, sex, diet and the effects of other drugs—it
is clear that inheritance can also play a major role (
1,
2).
Pharmacogenetics has now matured to the point
that the United States Food and Drug Administration (FDA) has
held a series of public hearings on the incorporation of pharmacogenetic
information into drug labeling (
www.fda.org). Most of these
mature examples of the clinical relevance of pharmacogenetics
involve monogenic variation in drug metabolism. Those examples
include thiopurine
S-methyltransferase (
TPMT) polymorphisms
and variation in the metabolism and effect of the thiopurine
drugs that are used to treat childhood leukemia (
3);
UGT1A1 and the metabolism of the anticancer drug irinotecan (
4); cytochrome
P450 (
CYP) 2C9 and the metabolism of the anticoagulant warfarin
(
5) and
CYP2D6 and the metabolic activation of
the breast cancer drug tamoxifen (
6,
7). Drug metabolism alters
pharmacokinetics factors that influence the concentration
of drug that reaches its target. Equally important genetic variation
can also occur in the target itself or signaling downstream
of the target, so-called pharmacodynamic factors.
The past half century has witnessed increasing understanding
of this type of monogenic pharmacogenetic trait (
1,
2). However,
the recent development of genome-wide techniques has made it
possible to move beyond known genes in known pathways to identify
unanticipated candidate genes that might contribute to risk
for the occurrence of adverse drug reactions or lack of the
desired drug effect. Although the application of genome-wide
techniques to perform pharmacogenomic studies
is only in its infancy, subsequent paragraphs will highlight
examples of genome-wide studies in pharmacogenomics. These examples
will include both clinical studies involving patients and studies
performed with pharmacogenomic model systems. Model systems
are being used increasingly for candidate gene identification
and hypothesis generation, for the functional validation of
candidates and to explore pharmacogenomic mechanisms. As a result,
there are currently more examples of the application of genome-wide
techniques to pharmacogenomic model systems than of clinical
studies—a situation that will undoubtedly change rapidly
in the future.
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GENOME-WIDE CLINICAL PHARMACOGENOMICS
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Striking examples of the clinical relevance of monogenic pharmacogenetic
traits have been known for decades (
1,
2). However, the application
of this information in clinical practice has been limited. That
is true in spite of the fact that, for example, subjects homozygous
for the most common
TPMT variant allele,
TPMT*3A, are at greatly
increased risk for life-threatening myelosuppression (bone marrow
suppression), when treated with standard doses
of thiopurine drugs for diseases such as childhood leukemia
(
3). Conversely, breast cancer patients who are homozygous for
CYP2D6 variant alleles that result in the absence of enzyme
activity are at increased risk for breast cancer recurrence,
presumably because they lack the ability to convert tamoxifen
to its active metabolites, 4-hydroxytamoxifen and 4-hydroxy-
N-desmethyltamoxifen
(endoxifen) (
6,
7). The fact that the clinical application of
these monogenic traits has been so slow raises a serious question
with regard to the practical therapeutic use of data obtained
with genome-wide association studies (GWAS). That is because
studies of risk alleles for diseases such as diabetes and breast
cancer have shown that, although GWAS can identify novel genes
that contribute to risk, the odds ratios (ORs) are generally
relatively small (
8–
11). The practical clinical utility
of that type of information, even in a public health setting,
remains controversial (
12). Pharmacogenomic information would
presumably be used by physicians to make practical decisions
with regard to drug selection and dosage in an individual patient.
It is questionable whether ORs as quantitatively small as most
of those that have been reported for disease risk will prove
to be useful for clinical application to individual patients.
However, it has been speculated that the application of genome-wide
techniques might result in the identification of drug response
genes having major effects—particularly for adverse drug
reactions. Currently, so few clinically relevant examples of
genome-wide studies of drug response phenotypes have been reported
that it is impossible to answer that question. However, one
example was reported recently which suggests that the application
of genome-wide techniques might make it possible to identify
polymorphisms of practical value for therapeutic decision making.
HMG-CoA reductase inhibitors, the statins, are among the best-selling drugs worldwide. These agents are generally safe and effective. However, they do have side effects. The most serious is myopathy, which can be life-threatening in a small number of patients (13). A very recent study used a GWAS to identify genes that might contribute to risk for statin-induced myopathy (14). Specifically, the 6031 patients in the SEARCH trial who were treated with an 80 mg dose of the commonly used statin, simvastatin, were surveyed to identify patients who had suffered serious myopathy. Eighty-five myopathy patients with adequate DNA for genotyping were identified, a number that usually would be considered inadequate for use in a GWAS based on power calculations for OR values like those observed in studies of disease pathophysiology. However, these investigators persevered and performed a GWAS with these 85 patients and 90-matched controls from the same group of patients treated with simvastatin. A single nucleotide polymorphism (SNP) in the transporter gene SLCO1B1, encoding the organic anion-transporting polypeptide OATP1B1, had a P-value of 4 x 10–9 with an OR of 16.9 for subjects homozygous for the variant allele, and 4.5 for heterozygous subjects (Fig. 1A). The authors then replicated their finding in an independent study that included 10 269 patients who had been treated with 40 mg of simvastatin (15). The replication study showed an OR value of 2.6 per copy of the variant allele. The authors estimated that more than 60% of statin-induced myopathy cases in their study could be attributed to this single variant allele (Fig. 1B).

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Figure 1. GWAS of statin-induced myopathy. (A) Association between myopathy and each SNP assayed in the GWAS. (B) Estimated cumulative risk of myopathy associated with 80 mg of simvastatin daily. (Modified from the SEARCH Collaborations Group (14) with permission of the Massachusetts Medical Society.)
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Whether this example will prove to be representative of pharmacogenomic
traits associated with adverse drug reactions remains to be
seen, pending the application of genome-wide techniques to study
many drug reaction phenotypes. However, the size required, as
well as the expense and difficulty associated with gaining access
to clinical samples suitable for this type of study, highlights
the need for the development of genome-wide model systems that
can be used to screen for candidate genes that play a role in
drug sensitivity or resistance. That is particularly true for
drugs with a narrow therapeutic index—drugs for which
the toxic dose is similar to the therapeutic dose—or drugs
like the statins for which adverse reactions can be life-threatening.
It is for that reason that more genome-wide pharmacogenomic
data are currently available for model systems than for clinical
pharmacogenomics studies. Subsequent paragraphs will briefly
outline the current status of the application of genome-wide
techniques to pharmacogenomic model systems.
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GENOME-WIDE MODEL SYSTEM PHARMACOGENOMICS
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In vitro model systems such as cell lines from large numbers
of individuals represent an attractive and cost-effective approach
that has been used to identify genes associated with variation
in drug response by the application of genome-wide techniques.
Observations made with such model systems can be pursued by
functional validation and by replication studies performed with
clinical samples, as outlined schematically in Figure
2.
These cell line model systems can be used to perform pharmacogenomic
studies using a variety of phenotypes in a setting that is much
more highly controlled than the clinical environment. An additional
advantage is that many of these model systems use cell lines
and associated genomic data that are publicly available. That
is an important advantage because all too often more time is
spent negotiating access to clinical samples than in actually
performing the study and analyzing the data. Finally, unlike
the situation with clinical studies, information obtained with
cell lines is cumulative, i.e. as new genomic and phenotypic
assays are developed, they can be applied to the same patients,
i.e. the same cell lines. Therefore,
in vitro cell line model
systems are well suited for the generation of pharmacogenomic
hypotheses during the discovery phase, followed
by both functional validation—as outlined subsequently—and
by the translation of laboratory-based observations into the
clinic (Fig.
2). Conversely, these same
in vitro cell line
systems can also be used for the functional validation of significant
hits observed in the course of clinical genome-wide
studies.
The
in vitro cell line model systems that have been used most
often in pharmacogenomic studies include HapMap and Human Variation
Panel lymphoblastoid cell lines—both of which are publicly
available from the Coriell Institute. These are Epstein–Barr
virus (EBV)-transformed lymphocytes immortalized from hundreds
of individuals of different ethnic groups. This approach focuses
on common variation in germline DNA and can be contrasted with
the use of tumor cell lines such as the NCI-60 cells in which
cell lines of multiple tumor types—but obtained from only
a few individuals each—are studied (
16–
18). The
samples used in the original International HapMap Project included
four populations (
19–
22), and the Human Variation Panel
cell lines were collected in the U.S. from unrelated individuals
of different ethnicities (
http://ccr.coriell.org/ Sections/Collections/
NIGMS/Populations.aspx?PgId=177&coll=GM). A great deal of
data, including genome-wide SNP and expression array data, are
available for most of these cell lines (
22–
30). Therefore,
the genome-wide information necessary to perform a GWAS are
publicly available for these cell line-based model systems.
Studies performed with HapMap samples have demonstrated that
the variation in gene expression or in drug response phenotypes
such as cytotoxicity in these cells is regulated, in part, by
inheritance (
26). A variety of drug response phenotypes can
be tested, with cytotoxicity being the most common endpoint
that has been studied.
The major goal of pharmacogenomic studies is to identify genetic variation that might be responsible for individual differences in drug efficacy and/or risk for adverse drug reactions. Although classic examples of pharmacogenetics—as mentioned previously—most often involve only one or two genes and only a few SNPs (1,2), many drug response phenotypes may also be influenced by multiple genes. Therefore, the use of GWAS could potentially identify candidate genes that lie outside of our current range of knowledge. Those studies could also provide novel insight into mechanisms of drug action. For example, Huang et al. (29,31), Shukla et al. (32) and Duan et al. (33) have used HapMap cell lines to perform GWAS that included SNPs, expression array data and cytotoxicity phenotypes to study the antineoplastic drugs cisplatin, daunorubicin and etopside. These investigators identified a series of SNPs that were associated with drug-induced cytotoxicity as a result of their influence on gene expression. Li et al. (30) used nearly 200 Human Variation Panel cell lines to identify genes with expression levels that were significantly associated with sensitivity to two antineoplastic cytidine analogues, gemcitabine and AraC. Specifically, Li et al. (30) studied the association between gene expression and cytotoxicity and identified two top candidate genes, one within the known metabolic pathway for these drugs and the other outside of current knowledge that were each significantly associated with gemcitabine and AraC cytotoxicity. These studies provide examples of the way in which cell line model systems can be used for pharmacogenomic hypotheses generation.
Although cell line-based model systems have already proved useful in identifying pharmacogenomic candidate genes, there are also significant potential limitations associated with their use. First, these lymphoblastoid cells are not derived from tumor tissue and they are not tumor cell lines. Second, <50% of human genes are expressed in lymphoblastoid cells (34), and the EBV transformation required to immortalize these cells is known to influence sensitivity to some drugs (35,36). Therefore, like any genome-wide association data, the results obtained with these in vitro systems must be functionally validated to provide biological plausibility and—ultimately—these results must be replicated in clinical studies. For example, in the study performed by Li et al. (30), the authors functionally validated the two top candidate genes that they identified by using siRNA knockdown performed with tumor cell lines, followed by cytotoxicity and other functional assays. Figure 3A shows an example of this functional validation in which Li et al. (30) demonstrated that knockdown of a nucleotidase candidate gene (NT5C3) identified using the Human Variation Panel cell lines shifted dose–response curves for AraC in cancer cell lines to the left, as anticipated. These investigators also showed that expression of NT5C3 mRNA was inversely correlated with the active phosphorylated metabolite levels for AraC in lymphoblastoid cells (Fig. 3B). Although no data are currently available to demonstrate the success of using novel candidates identified with these cell lines to predict clinical drug response in patients, this approach could significantly narrow the list of candidate genes or SNPs to be tested during clinical studies.

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Figure 3. Functional validation of a candidate gene identified using the lymphoblastoid cell line model system. (A) siRNA knockdown of NT5C3 in cancer cell lines shifts the dose–response curves for AraC to the left, as anticipated. (B) Inverse correlation between NT5C3 mRNA levels and levels of AraC active metabolites in lymphoblastoid cells. (Modified from Li et al. (30) with permission of the American Association for Cancer Research.)
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Yeast gene deletion libraries represent another genome-wide
model system that has been applied in pharmacogenomic studies.
For example, a yeast gene deletion library was used to study
mechanisms responsible for the striking functional effects of
the common
TPMT*3A variant allele that is associated with life-threatening
myelosuppression in subjects treated with standard doses of
thiopurine drugs (
3).
TPMT*3A includes two nonsynonymous SNPs—and
is associated with lack of detectable TPMT protein in human
tissues. These two SNPs appear to result in misfolding of the
TPMT*3A variant allozyme, with resultant aggregation and accelerated
proteasome-mediated degradation (
37–
39). The recent use
of a yeast library in which 4667 nonessential yeast genes had
been deleted resulted in the identification of 24 genes that
participated in the degradation of TPMT*3A—including a
series of genes encoding proteins required for autophagy (
40).
Autophagy had never previously been shown to be a mechanism
in pharmacogenomics, but the application of this genome-wide
approach made it possible to move beyond candidate gene identification
to study mechanisms responsible for the effect of a common variant
allele of clinical pharmacogenomic importance.
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CONCLUSIONS
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Pharmacogenetics is a discipline with a history that extends
back for a half century (
1,
2). During the past decade, pharmacogenetics
has evolved into pharmacogenomics by the application of genome-wide
techniques to study drug response phenotypes. However, even
the very limited data currently available already make it possible
to predict that these techniques—when applied to both
clinical samples and model systems—will result in a dramatic
expansion of our understanding of the role of genetics in variation
in risk for either adverse drug reactions or lack of the desired
therapeutic effect of the powerful drugs that are used in the
twenty-first century medicine.
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FUNDING
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Supported in part by NIH grants K22 CA130828 (L.W.), R01 GM28157
(R.M.W.), R01 GM35720 (R.M.W.), R01 CA132780 (R.M.W.), U01 GM61388
(The Pharmacogenetics Research Network) (L.W. and R.M.W.), an
ASPET-Astellas Award (L.W.) and a PhRMA Foundation Center
of Excellence in Clinical Pharmacology Award (L.W. and
R.M.W.).
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ACKNOWLEDGEMENTS
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We thank Ms. Luanne Wussow for her assistance with the preparation
of this manuscript.
Conflict of Interest statement. None declared.
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